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Uruk period

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Uruk period
Geographical rangeMesopotamia
PeriodCopper Age
Datesc. 4000–3100 BC
Type siteUruk
Preceded byUbaid period
Followed byJemdet Nasr period

The Uruk period (c. 4000/3900 to 3300/3100 BC; also known as Protoliterate period) is a period of the protohistoric Chalcolithic to Early Bronze Age in Mesopotamia and the ancient Near East. It follows the Ubaid period and precedes the Jemdet Nasr period (although that is often considered a final stage of the Late Uruk period). In the broadest sense, this period coincides with the 4th millennium BC. Uruk culture is also used to refer to the culture originating in Lower Mesopotamia during this period.

Named after the city of Uruk in southern Mesopotamia, this period saw a set of major innovations that lay the foundations of ancient Mesopotamian civilization. It is the period of the appearance of cities and the State (the so-called "urban revolution"), a phenomenon particularly visible in Lower Mesopotamia, notably on the site of Uruk, where excavations of the monumental center for the levels of the second half of the 4th millennium BC have revealed the existence of this culture. This phenomenon is marked by a greater specialization of activities and functions, which are accompanied by technical innovations: development of irrigated agriculture, appearance of the potter's wheel and of ceramics and bricks of standardized formats produced in large quantities, establishment of sheep farming producing wool, also on a large scale, in textile workshops, etc. The development of state institutions is accompanied by that of management instruments allowing the supervision of workers and other resources, and it is in this context that the first form of writing, 'Proto-cuneiform', appears around 3400-3300, essentially for administrative purposes.

These innovations were once thought to have originated in Uruk and southern Mesopotamia, but it has become increasingly evident that neighboring regions participated in the process and were not mere imitators. Other "proto-urban" sites and complex political entities also appeared in Susiana, southwestern Iran, northern Mesopotamia and western Syria, as well as in southeastern Anatolia. Nevertheless, Lower Mesopotamia is the most dynamic region of all, the most urbanized, the most innovative, and the most influential. It is the starting point of an 'Urukean expansion', a much-discussed long-term process seeing the implantation of outposts and colonies from southern Mesopotamia and a significant cultural impact of this region on the others. After a 'Late Uruk' phase (ca. 3500-3300/3200 BC) marking the apex of this phenomenon, after 3300/3200 BC this dynamic ceased and the Near East became culturally more fragmented.

Chronology

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Periodization

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The term "Uruk period" was coined at a conference in Baghdad in 1930, along with the preceding Ubaid period and the following Jemdet Nasr period, based on data previously collected during the excavation of a few sites (Ur, Ubayd, Kish, Girsu, Jemdet-Nasr, and also Susa in southwestern Iran), supplemented by the first discoveries made by German archaeologists in Uruk in 1929. In the following years, a thorough study conducted in Uruk, followed by the excavation of the Uruk period levels, with their objects and tablets, completed in the 1950s and 1960s, provided the basis for the definition of Uruk material culture.[1]

The traditional chronology is very imprecise and is based on some key sondages in the Eanna quarter at Uruk.[2] The most ancient levels of these sondages (XIX–XIII) belong to the end of the Ubaid period (Ubaid V, 4200–3900 or even 3700 BC); pottery characteristic of the Uruk period begins to appear in levels XIV/XIII. The Uruk period is traditionally divided into three main periods, subdivided in sub-phases. The first is the "Early Uruk" (levels XII to IX of the Eanna test) and then "Middle Uruk" (levels VIII to VI). From the middle of the 4th millennium BC, we gradually move towards the best-known phase, that of the "Late Uruk" (levels V and IV A and B), which lasted until around 3100 BC, or, according to more recent proposals based on carbon 14 dating, around 3300 BC.[3][4] The Cuneiform Digital Library Initiative dates the tablets of the last phase, Uruk IV, ca. from 3350 to 3200[5] Then comes a transitional phase, Uruk III or Jemdet Nasr, sometimes considered a final Late Uruk period. It ends ca. 3000 BC.[6][7]

With the exploration of other parts of the Near East in the last decades of the 20th century, especially northern Mesopotamia and Syria, there was a need for a new periodization. In 2001, a new chronology was proposed by the members of a colloquium at Santa Fe, based on recent excavations, especially at sites outside Mesopotamia. They consider the Uruk period to be the "Late Chalcolithic" (LC). Their LC 1 corresponds to the end of the Ubaid period and ends around 4200 BC, with the beginning of LC 2, which is the first phase of the Uruk period. They divide "Early Uruk" into two phases, with the dividing line placed around 4000 BC. Around 3800 BC, LC 3 begins, which corresponds to the "Middle Uruk" phase and continues until around 3400 BC, when it is succeeded by LC 4. It rapidly transitions to LC 5 (Late Uruk and Jemdet Nasr), which continues until 3000 BC.[8]

Some other chronological proposals have also been put forward, such as by the ARCANE team (Associated Regional Chronologies for the Ancient Near East).[9]

Outline of the 4th millennium BC in the Near East

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In the broad sense, the Uruk period covers the entire 4th millennium BC.

The early phases of the Late Chalcolithic (LC 1), in the second half of the 5th millennium BC, are equivalent to the latest phases of the Ubaid period (Uruk strata XVI to XIV). Around 4000 BC, or even earlier (around 4200?[10]), the following stages LC 2 and 3 roughly match the Early Uruk period (levels XIII to IX), initially characterized by a substantial change in the ceramic assemblage (development of wheel-made vases and beveled rim bowls typical of the Uruk period).[11] Those periods are very poorly documented in Lower Mesopotamia.[12] The study of settlement through land surveys indicated a complexification of its structure, which became multimodal and very differentiated, in contrast to the more simple, bi-modal, Ubayd organization. Larger, urban-size, sites appear (40 hectares and more: Eridu, Uruk, Tell al-Hayyad), as well as other smaller settlements down to the village/hamlet level.[13] A cultural homogenization occurred, contributing to the formation of the Early Uruk culture, which also affected Susiana: stone vessels, architectural decorations, the presence of accounting tokens. The first colonial settlements can also be seen in neighboring regions (Kunji, Godin Tepe, Logardan, Girdi Qala). Further north, a homogenization of the ceramic repertoire is observed, making it possible to delineate several geographically larger horizons than previously, notably the group comprising northern Mesopotamia, Syria, eastern Anatolia, and the southern Caucasus. Important settlements appear in Upper Mesopotamia and Syria: Tell Brak, Hamoukar, Nineveh, Tepe Gawra[14]

While northern and southern Mesopotamia followed the same trend during the first half of the 4th millennium BC, a significant change occurred after 3700/3600 BC at the beginning of the Middle Uruk period. The South began to surpass its neighbors in terms of scale, population density, and social complexity, increasing its influence in the Near East, a phenomenon that culminated in the later stages of the Uruk period.[15]

In Lower Mesopotamia, the Middle Uruk period (Uruk strata VIII/VII to VI), which corresponds roughly to the LC 4 period, is marked by important changes in the ceramic assemblage, notably a diversification of forms. Uruk greatly exceeds in size the other urban settlements of the region, acquires large-scale monumental architecture (e.g. the "Stone Building"), and the first symbolic cylinder seals and bullae appear there, testifying to the development of the administration. The expansion of Uruk culture increased between 3800 and 3500 BC, with the development of enclaves and the first colonies.[16][17]

The Late Uruk period (LC 5) is defined by levels VI to IV. Its ceramic assemblage is poorly known; it is therefore better characterized by its glyptics, monumental architecture, and administrative tablets. [18] Most of the data on the Uruk period date from this late period, including the extensively studied epigraphic documentation, which explains why studies are mainly focused on its final phase.[19] Uruk reached an impressive area of 250 hectares during the Uruk IV phase, and was at the center of a polity of about 80,000 to 90,000 inhabitants, the result of an 'explosive' growth, while other cities in the region appeared to be in decline (notably Eridu). The large-scale building program, which produced monumental buildings of unprecedented size, also reveals the central importance of Uruk at this phase.[20] The development of bookkeeping devices culminates in the invention of Proto-cuneiform writing at the end of the period, ca. 3350-3200 BC (Uruk IV epigraphic phase[21]). Urukean expansion reached its peak during this period, ca. 3500-3200 BC, with the creation of new colonies such as Habuba Kabira and the increased acculturation of local sites. Urukean influence is less and less marked the further one moves away from southern Mesopotamia, although it remained perceptible over a vast area.[18]

The Uruk IV level at Uruk ends around 3300 BC according to recent data, ending Uruk period strictly speaking. The subsequent phase, Uruk III, is also referred as the Jemder Nasr period in southern Mesopotamia. This period, around 3200–3100 BCE, also coincides with an abrupt, severe climate shift known as the Piora oscillation, which caused widespread drought and cooling in many places around the globe.[22] This rapid environmental change brought an end to a long, wetter and warmer era known as the Holocene climatic optimum, and precipitated the decline and restructuring of Mesopotamian civilization. The earlier Holocene conditions allowed agricultural systems and early city populations to flourish much better.[23]

Jemder Nasr period constitutes a 'transitional' phase (or an 'interlude'), often seen as a final stage of the Late Uruk and therefore included in the studies of the period.[6] The beginning of this phase sees important changes: the monumental buildings of Uruk are leveled and replaced by new ones, maybe reflecting a political crisis, the beveled rim bowls are replaced by coarse conical bowl, painted ceramic reappear. The settlement pattern of the region shifts towards new configurations. But many urukean cultural traits are preserved, and most of the Proto-cuneiform tablets date from this period (Uruk III epigraphic stage, ca. 3200-3000 BC[7]). The transition to the 3rd millennium opens a new era, the Early Dynastic Period. Beyond southern Mesopotamia, the colonial sites have been deserted (probably before the changes at Uruk) and Urukean influence declined in the Near East, replaced by several regional traditions ('Proto-Elamite' in southwestern Iran, 'Post-Uruk' and 'Nineveh 5' in northern Mesopotamia).[24][25][26][27][28]

Lower Mesopotamia

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Environment and settlement

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Location of the main sites in southern Mesopotamia in the Uruk and Jamdet Nasr periods.

This is the region of the Near East that was the most agriculturally productive, as a result of an irrigation system which developed in the 4th millennium BC and focused on the cultivation of barley (along with the date palm and various other fruits and legumes) and the pasturing of sheep for their wool, combined with the exploitation of the resources of the marshes scattered in this region (fish, birds, reed).[29] The climate was wetter during the first half of the 4th millennium BC and effective moisture peaked around 3500 BCE; by around 3200 BCE, the region became drier.[30] With these new conditions, irrigation agriculture became increasingly important. These changes could explain some of the social and political developments during the second part of the Uruk period, such as the Uruk expansion.[31] Although it lacked mineral resources and was located in an increasingly arid area, southern Mesopotamia had undeniable geographic and environmental advantages: it consisted of a vast delta, a flat region transected by waterways, resulting in a potentially vast area of cultivable land, over which communications by river or land were easy.[32]

It may also have become a highly populated and urbanized region in the 4th millennium BC,[33] with a social hierarchy, craft specialization, and long-distance commerce. It has been the focus of archaeological investigations led by Robert McCormick Adams Jr., whose work has been vital to understanding the emergence of urban societies in this region. A clear settlement hierarchy has been identified, dominated by a number of agglomerations which grew more and more important over the 4th millennium BC, of which Uruk seems to have been the most important by far, making this the most ancient known case of urban macrocephaly, since its hinterland seems to have reinforced Uruk itself to the detriment of its neighbors (notably the region to the north, around Adab and Nippur) in the final part of the period.[34]

The ethnic composition of this region in the Uruk period cannot be determined with certainty. It is connected to the problem of the origins of the Sumerians (the so-called "Sumerian Question") and the dating of their emergence (if they are considered locals of the region) or their arrival (if they are thought to have migrated) in lower Mesopotamia. There is no agreement on the archaeological evidence for a migration, or on whether the earliest form of writing already reflects a specific language. Some argue that it is actually Sumerian, in which case the Sumerians would have been its inventors and would have already been present in the region in the final centuries of the 4th millennium at the latest (which seems to be the most widely accepted position).[35][36] Whether other ethnic groups were also present, especially Semitic ancestors of the Akkadians or one or several 'pre-Sumerian' peoples (neither Sumerian nor Semite and predating both in the region) is also debated and cannot be resolved by excavation.

Uruk

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Out of these urban agglomerations, it is Uruk, the period's eponymous site, which was the largest by far, according to current knowledge, and it is the main one from which the chronological sequence of the period has been constructed. It may have covered 230–250 hectares during the Late Uruk period, more than any other contemporary large settlement, and may have had a population of between 25,000 and 50,000 people. The architectural profile of the site consists of two monumental groups located 500 meters apart.[37]

The most remarkable constructions are located in the sector called Eanna (after the temple that was located there in subsequent periods, and possibly already at this stage). After the 'Limestone Temple' of level V, a construction program hitherto unparalleled was begun in level IV. Thereafter, the buildings were vastly larger than before; some had novel designs, and new construction techniques were used for both structure and decoration. Level IV of the Eanna is divided into two monumental groups: in the west, a complex centered on the 'Temple with mosaics' (decorated with mosaics made of painted clay cones) of level IVB, subsequently covered by another building (the 'Riemchen Building') of level IVA. To the east there is a very important group of structures—such as a 'Square Building' and the 'Riemchen Temple Building', which were subsequently replaced by other buildings with original plans, like the 'Hall with Pillars' and the 'Hall with Mosaics', a square 'Grand Court' and two very large buildings with a tripartite plan, 'Temple C' (54 x 22 m) and 'Temple D' (80 x 50 m, the largest building known from the Uruk period).[citation needed]

The second monumental sector was attributed to the god Anu by the site's excavators because it was the location of a sanctuary to this god some 3000 years later. It is dominated by a series of temples built on a high terrace after the Ubayd period. The best-preserved of these is the "White Temple" of level IV, which measures 17.5 x 22.3 m and gets its name from white plates that covered its walls. At its base, a building with a labyrinthine plan, called the 'Stone building', was built.

The function of these buildings, which are unparalleled in their size and the fact that they are gathered in monumental groups, is debated. The excavators of the site wanted to see them as 'temples', influenced by the fact that in the historic period, the Eanna was the area dedicated to the goddess Inanna and the other sector was dedicated to the god An. This conformed to the theory of the 'temple-city' which was in vogue during the inter-war period. The present view is that it is probably a mix of administrative and religious structures: palatial residences, administrative spaces, cultic reception halls, and meeting places for political assemblies, etc. In any case, it was necessary to invest considerable effort and resources to construct these buildings, which shows the capacities of the elites of this period.[38][39][40]

Other sites in Lower Mesopotamia

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Fragment of a bowl with a frieze of bulls in relief, ca. 3300–2900 B.C. Late Uruk–Jemdet Nasr periods. Southern Mesopotamia

Outside Uruk, few sites in southern Mesopotamia have yielded levels contemporary with the Uruk period. Soundages carried out on the sites of most of the key cities of Mesopotamia in the historic period have revealed that they were occupied in this period (Kish, Girsu, Nippur, Ur, perhaps Shuruppak and Larsa, and further north in Diyala, Tell Asmar and Khafajah). The sacred quarter of Eridu, site of the main monumental structures of the Ubaid period in Lower Mesopotamia, is poorly known for the Uruk period, although Uruk-period pottery has been found there.[41] The only important structure from the end of the 4th millennium BC so far known from the region outside Uruk is the 'Painted Temple' on the platform of Tell Uqair, which dates to the end of the Uruk period or perhaps the Jemdet Nasr period, and consists of two terraces superimposed on one another with a building of around 18 x 22 m identified as having a cultic function.[42] A level belonging to the Uruk period has been revealed on the tell southeast of the site of Abu Salabikh ('Uruk Mound'), covering only 10 hectares.[43] This site was surrounded by a wall which has been only partially revealed and several buildings have been brought to light, including a platform which supported a building, only traces of which remain. As for the site of Jemdet Nasr, which has given its name to the period of transition from the Uruk period to the Early Dynastic period, it is divided into two main tells and it is on the second (Mound B) that the most important building has been brought to light, which contained a substantial cache of administrative documents—more than 200 tablets with impressions of cylinder seals.[44][45]

Neighboring regions

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The sources relating to the Uruk period derive from a group of sites distributed over an immense area, covering all of Mesopotamia and the neighboring regions up to central Iran and southeastern Anatolia. Scholars often speak of a 'Greater Mesopotamia' for this period, encompassing these regions, some of which are located beyond the traditional boundaries of Mesopotamia.

The Uruk culture itself is certainly characterized mainly by sites of southern Mesopotamia and others which seem to have directly resulted from migrations from this region (the 'colonies' or 'emporia'), which are clearly part of the Uruk culture. But the phenomenon which is known as the Uruk expansion is detected on sites situated across a vast zone of influence, covering the whole Near East, regions which were not all really part of the Uruk culture, which was strictly-speaking limited to Lower Mesopotamia. Uruk culture is more evident in the Upper Mesopotamia (Girdi Qala and Logardan, Grai Resh, Tell al-Hawa, and Kani Shaie for example), northern Syria, western Iran and southeastern Anatolia. They generally experienced an evolution similar to that of lower Mesopotamia, with the development of urban agglomerations and larger political entities and they were strongly influenced by the culture of the 'center' in the later part of the period (c. 3500–3200 BC), before a general strengthening of their own regional cultures took place at the turn of the 3rd millennium BC.

The interpretation of the expansion of the Uruk culture into neighboring regions poses numerous problems and many explanatory models (general and regional) have been proposed in order to explain it.

Susiana and the Iranian Plateau

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The region around Susa in the southwest of modern Iran (Susiana, present-day Khuzistan), is located right next to lower Mesopotamia, which exercised a powerful influence on it from the 5th millennium BC, and might be considered to have been part of the Uruk culture in the second half of the 4th millennium BC, either as a result of colonization or a more gradual acculturation,[46] but it did retain its own unique characteristics. Other sites in the region also have archaeological levels belonging to this period, such as Jaffarabad and Chogha Mish, which also bear witness to the stages of proto-urban and state formation.[47] The Uruk period levels at Susa are called Susa I (c. 4000–3700 BC) and Susa II (c. 3700–3100 BC), during which the site became an urban settlement.[48] Susa I saw the beginning of monumental architecture on the site, with the construction of a 'High Terrace', which was increased during Susa II to measure roughly 60 x 45 meters. The most interesting aspect of this site is the objects discovered there, which are the most important evidence available to us for the art of the Uruk period and the beginning of administration and writing. The cylinder seals of Susa I and Susa II have a very rich iconography, uniquely emphasising scenes of everyday life, although there is also some kind of local potentate which P. Amiet sees as a 'proto-royal figure,' preceding the 'priest-kings' of Late Uruk.[49] These cylinder seals, as well as bullae, clay tokens and numerical tablets, indicate the rise of administration and of accounting techniques at Susa during the second half of the 4th millennium BC.[50]

Further north, in the Zagros, the site of Godin Tepe in the Kangavar valley is particularly important. Level V of this site belongs to the Uruk period. Remains have been uncovered of an ovoid wall, enclosing several buildings organized around a central court, with a large structure to the north which might be a public building. The material culture has some traits which are shared with that of Late Uruk and Susa II. Level V of Godin Tepe could be interpreted as an establishment of merchants from Susa and/or lower Mesopotamia, interested in the location of the site on commercial routes, especially those linked to the tin and lapis lazuli mines on the Iranian Plateau and in Afghanistan.[51] Further east, the key site of Tepe Sialk, near Kashan, shows no clear evidence of links with the Uruk culture in its Level III, but beveled rim bowls are found all the way out to Tepe Ghabristan in the Elbourz[52] and near Jiroft at Mahtoutabad further to the southeast.

In this region, the retreat of the Uruk culture resulted in a particular phenomenon, the Proto-Elamite civilization, which seems to have been centered on the region of Tell-e Malyan and Susiana and seems to have taken over the Uruk culture's links with the Iranian plateau.[53][54]

Upper Mesopotamia and northern Syria

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Urukean colonies on the Euphrates

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Several important sites of the Uruk period have been excavated in the Middle Euphrates region, during the salvage campaigns preceding the construction of hydroelectric dams in the area.[55] It is largely as a result of the findings of these excavations that ideas of an "Uruk expansion" have arisen.

The best known site is Habuba Kabira South, a fortified port on the right bank of the river in Syria. The city covered around 22 hectares, surrounded by a defensive wall, roughly 10 percent of which has been uncovered. Study of the buildings on this site shows that it was a planned settlement, which would have required significant means. The archaeological material from the site is identical to that of Uruk, consisting of pottery, cylinder-seals, bullae, accounting calculi, and numerical tablets from the end of the period. Thus this new city has every appearance of being an Urukian colony. Around 20 residences of various sorts have been excavated. They have a tripartite plan, arranged around a reception hall with a foyer opening onto an internal courtyard, with additional rooms arranged around it. In the south of the site is a hill, Tell Qanas, which has a monumental group of several structures identified speculatively as 'temples' on an artificial terrace. The site was abandoned at the end of the 4th millennium BC, apparently without violence, during the period when the Uruk culture retreated.[56]

Habuba Kabira is similar in many ways to the nearby site of Jebel Aruda on a rocky outcrop, only 8 km further north. As at Habuba Kabira, there is an urban center made up of residences of various kinds and a central monumental complex of two 'temples'. It is beyond doubt that this city too was built by 'Urukians'. A little further north, further Urukian outposts,